WisdomTree, Inc. — Director's Dealing 2022

Feb 16, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2022-02-15

Reporting Person: Steinberg Jonathan L (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-15	Common Stock	S	153913	$5.8696	Disposed	8291458	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	798	Indirect

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2021. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.

F2: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.925, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F3: Includes restricted stock awards vesting as to (i) 185,738 shares on January 25, 2023, (ii) 113,695 shares on January 25, 2024 and (iii) 72,571 shares on January 25, 2025.