WisdomTree, Inc. — Director's Dealing 2022

Mar 18, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2022-03-08

Reporting Person: Lion Point Capital, LP (See Explanation of Responses)
Reporting Person: Lion Point Holdings GP, LLC (See Explanation of Responses)
Reporting Person: Cederholm Didric (See Explanation of Responses)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4521979	Indirect

Footnotes

F1: This Form 3 is filed jointly by Lion Point Capital, LP ("Lion Point Capital"), Lion Point Holdings GP, LLC ("Lion Point Holdings"), and Didric Cederholm (collectively with the aforementioned entities, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein and the securities owned by the group in the aggregate, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities beneficially owned by Lion Point Capital as the investment manager to a certain investment fund client. As the general partner of Lion Point Capital, Lion Point Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Lion Point Capital. As Manager and Member of Lion Point Holdings, Mr. Cederholm may be deemed to beneficially own the shares of Common Stock beneficially owned by Lion Point Capital.