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WisdomTree, Inc. Director's Dealing 2021

Nov 18, 2021

31681_dirs_2021-11-18_5b179704-975a-4ad8-8068-0338a18d78c7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2021-05-20

Reporting Person: Ziemba Peter M (Chief Administrative Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-20 Common Stock G 8000 $0.00 Disposed 1002714 Direct
2021-05-21 Common Stock G 8500 $0.00 Disposed 994214 Direct
2021-11-17 Common Stock S 5000 $6.7628 Disposed 989214 Direct

Footnotes

F1: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.