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WisdomTree, Inc. Director's Dealing 2020

Jan 28, 2020

31681_dirs_2020-01-28_489585d6-8fc9-4ca9-ba12-08d681bc9e78.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2020-01-25

Reporting Person: Edmiston Bryan (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-25 Common Stock A 7853 $0.00 Acquired 43652 Direct
2020-01-25 Common Stock F 3659 $0.00 Disposed 39993 Direct

Footnotes

F1: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 2,617 shares on each of January 25, 2021 and 2022 and (ii) 2,619 shares on January 25, 2023.

F2: Includes restricted stock awards vesting as to (i) 11,529 shares on January 25, 2021, (ii) 7,654 shares on January 25, 2022 and (iii) 2,619 shares on January 25, 2023.

F3: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.