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WisdomTree, Inc. — Director's Dealing 2020
Jan 28, 2020
31681_dirs_2020-01-28_489585d6-8fc9-4ca9-ba12-08d681bc9e78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2020-01-25
Reporting Person: Edmiston Bryan (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-25 | Common Stock | A | 7853 | $0.00 | Acquired | 43652 | Direct |
| 2020-01-25 | Common Stock | F | 3659 | $0.00 | Disposed | 39993 | Direct |
Footnotes
F1: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 2,617 shares on each of January 25, 2021 and 2022 and (ii) 2,619 shares on January 25, 2023.
F2: Includes restricted stock awards vesting as to (i) 11,529 shares on January 25, 2021, (ii) 7,654 shares on January 25, 2022 and (iii) 2,619 shares on January 25, 2023.
F3: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
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