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WisdomTree, Inc. — Director's Dealing 2020
Feb 4, 2020
31681_dirs_2020-02-04_6e383260-a7e1-46dc-8f60-38e4501f7de8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2020-02-03
Reporting Person: Steinberg Jonathan L (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-03 | Common Stock | P | 177099 | $4.2576 | Acquired | 8324491 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 798 | Indirect |
Footnotes
F1: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.21 to $4.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.
F2: Includes restricted stock awards which vest as to (i) 259,793 shares on January 25, 2021, (ii) 221,575 shares on January 25, 2022 and (iii) 72,044 shares on January 25, 2023.