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WisdomTree, Inc. — Director's Dealing 2020
Feb 12, 2020
31681_dirs_2020-02-12_5be63b13-f138-43fb-b21f-5b439d447837.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2019-12-31
Reporting Person: Ziemba Peter M (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-30 | Common Stock | G | 8000 | $0.00 | Disposed | 949177 | Direct |
| 2019-12-13 | Common Stock | W | 1333 | $0.00 | Acquired | 950510 | Direct |
Footnotes
F1: Shares transferred by the Reporting Person as a bona fide gift without consideration.
F2: Includes restricted stock awards which vest as to (i) 47,712 shares on January 25, 2020, (ii) 43,864 shares on January 25, 2021 and (iii) 32,400 shares on January 25, 2022.
F3: These shares were acquired by will or the laws of descent and distribution and no price was paid for the shares.
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