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WisdomTree, Inc. Director's Dealing 2020

Feb 12, 2020

31681_dirs_2020-02-12_5be63b13-f138-43fb-b21f-5b439d447837.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2019-12-31

Reporting Person: Ziemba Peter M (Chief Administrative Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-30 Common Stock G 8000 $0.00 Disposed 949177 Direct
2019-12-13 Common Stock W 1333 $0.00 Acquired 950510 Direct

Footnotes

F1: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2: Includes restricted stock awards which vest as to (i) 47,712 shares on January 25, 2020, (ii) 43,864 shares on January 25, 2021 and (iii) 32,400 shares on January 25, 2022.

F3: These shares were acquired by will or the laws of descent and distribution and no price was paid for the shares.