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WisdomTree, Inc. Director's Dealing 2019

Jan 18, 2019

31681_dirs_2019-01-18_713dc26a-afd6-4b1a-a447-84ca9d6e30b9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2019-01-18

Reporting Person: Bell Stuart (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-18 Common Stock M 20000 $0.70 Acquired 61625 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-18 Stock Option (right to buy) $0.70 M 20000 Disposed 2019-01-25 Common Stock (20000) Direct

Footnotes

F1: Includes restricted stock awards which vest as to (i) 3,769 shares on each of January 25, 2019 and 2020, (ii) 2,945 shares on January 27, 2019, (iii) 4,771 shares on September 12, 2019 and (iv) 2,540 shares on January 25, 2021.

F2: Exercisable as to 5,000 shares on each of January 26, 2010, 2011, 2012 and 2013.