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WisdomTree, Inc. — Director's Dealing 2019
Jan 29, 2019
31681_dirs_2019-01-29_b8d826b5-f15f-4dfe-a6a5-28a12ba6995d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2019-01-25
Reporting Person: Edmiston Bryan (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-25 | Common Stock | A | 15109 | $0.00 | Acquired | 39167 | Direct |
| 2019-01-25 | Common Stock | F | 1681 | $0.00 | Disposed | 37486 | Direct |
Footnotes
F1: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 5,036 shares on each of January 25, 2020 and 2021 and (ii) 5,037 shares on January 25, 2022.
F2: Includes restricted stock awards vesting as to (i) 4,965 shares on September 6, 2019, (ii) 9,312 shares on January 25, 2020, (iii) 8,912 shares on January 25, 2021 and (iv) 5,037 shares on January 25, 2022.
F3: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
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