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WisdomTree, Inc. Director's Dealing 2019

Jan 29, 2019

31681_dirs_2019-01-29_5a4e7b23-1776-469f-8de8-71a7bdbdb930.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2019-01-25

Reporting Person: BARTON GREGORY E (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-25 Common Stock F 3798 $0.00 Disposed 236162 Direct
2019-01-27 Common Stock F 12469 $0.00 Disposed 223693 Direct

Footnotes

F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 9,669 shares on January 25, 2020 and (iii) 6,006 shares on January 25, 2021.

F3: Includes restricted stock awards vesting as to (i) 9,669 shares on January 25, 2020 and (ii) 6,006 shares on January 25, 2021.