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WisdomTree, Inc. — Director's Dealing 2019
May 13, 2019
31681_dirs_2019-05-13_480bce60-290e-462a-8fcd-4e9a0be5a87c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2019-05-13
Reporting Person: Steinberg Jonathan L (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-13 | Common Stock | P | 75000 | $6.5702 | Acquired | 7925107 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 798 | Indirect |
Footnotes
F1: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $6.555 to $6.59, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.
F2: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022.