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WisdomTree, Inc. — Director's Dealing 2019
Aug 29, 2019
31681_dirs_2019-08-29_9ac3fea6-6be9-446e-8b91-e1af9c78abbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2019-08-28
Reporting Person: Schwartz Jeremy (Global Head of Research)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-28 | Common Stock | P | 10000 | $4.7315 | Acquired | 628954 | Direct |
Footnotes
F1: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.725 to $4.7332, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.
F2: Includes restricted stock awards vesting as to (i) 43,111 shares on January 25, 2020, (ii) 43,112 shares on January 25, 2021 and (iii) 34,269 shares on January 25, 2022.