WisdomTree, Inc. — Director's Dealing 2019

Dec 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2019-12-12

Reporting Person: Bell Stuart (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-12	Common Stock	M	15000	$2.25	Acquired	143261	Direct
2019-12-12	Common Stock	S	10000	$4.9005	Disposed	133261	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-12	Stock Option (right to buy)	$2.25	M	15000	Disposed	2020-01-27	Common Stock (15000)	Direct

Footnotes

F1: Includes restricted stock awards which vest as to (i) 27,445 shares on January 25, 2020, (ii) 26,216 shares on January 25, 2021 and (iii) 23,676 shares on January 25, 2022.