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WisdomTree, Inc. — Director's Dealing 2018
Jan 2, 2018
31681_dirs_2018-01-02_24126686-838a-4c6f-9cb1-60e191b72af8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-12-14
Reporting Person: Ziemba Peter M (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-14 | Common Stock | G | 2650 | $0.00 | Disposed | 861454 | Direct |
| 2017-12-29 | Common Stock | F | 1984 | $0.00 | Disposed | 859470 | Direct |
| 2017-12-29 | Common Stock | F | 15459 | $0.00 | Disposed | 844011 | Direct |
| 2017-12-29 | Common Stock | F | 6565 | $0.00 | Disposed | 837446 | Direct |
Footnotes
F1: Shares transferred by the Reporting Person as a bona fide gift without consideration.
F2: Includes restricted stock awards which vest as to (i) 14,072 shares on January 28, 2018, (ii) 29,976 shares on January 27, 2018, (iii) 29,977 shares on January 27, 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.
F3: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.
F4: Includes restricted stock awards which vest as to (i) 29,977 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.