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WisdomTree, Inc. Director's Dealing 2018

Jan 2, 2018

31681_dirs_2018-01-02_fb87ae36-cd08-4643-9de3-23aacee0a7fb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-12-29

Reporting Person: BARTON GREGORY E (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-29 Common Stock F 1889 $0.00 Disposed 248386 Direct
2017-12-29 Common Stock F 18375 $0.00 Disposed 230011 Direct
2017-12-29 Common Stock F 8069 $0.00 Disposed 221942 Direct

Footnotes

F1: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 3,662 shares on January 25, 2019 and (iii) 3,663 shares on January 25, 2020.