WisdomTree, Inc. — Director's Dealing 2018

Jan 8, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2018-01-01

Reporting Person: Bell Stuart (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	35833	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$0.70	2019-01-25	Common Stock (20000)		Direct
Stock Option (right to buy)	$2.25	2020-01-27	Common Stock (15000)		Direct
Stock Option (right to buy)	$5.05	2021-01-26	Common Stock (50000)		Direct

Footnotes

F1: Includes restricted stock awards vesting as to (i) 4,770 shares on September 12, 2018, (ii) 2,945 shares on January 27, 2019, (iii) 1,231 shares on each of January 25, 2019 and 2020 and (iv) 4,771 shares on September 12, 2019.

F2: Exercisable as to 5,000 shares on each of January 26, 2010, 2011, 2012 and 2013.