WisdomTree, Inc. — Director's Dealing 2018

Jan 8, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2018-01-01

Reporting Person: Abner David J. (Head of WisdomTree Europe)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	129167	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$1.07	2018-03-31	Common Stock (50000)		Direct
Stock Option (right to buy)	$2.25	2020-01-27	Common Stock (35000)		Direct
Stock Option (right to buy)	$2.26	2020-02-04	Common Stock (65000)		Direct
Stock Option (right to buy)	$5.05	2021-01-26	Common Stock (50000)		Direct

Footnotes

F1: Includes restricted stock awards vesting as to (i) 39,600 shares on each of August 1, 2018 and 2019, (ii) 9,010 shares on January 27, 2019 and (iii) 2,402 shares on each of January 25, 2019 and 2020.

F2: Exercisable as to 37,500 shares on each of January 26, 2010, 2011, 2012 and 2013, of which 100,000 shares have been exercised.