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WisdomTree, Inc. — Director's Dealing 2018
Feb 8, 2018
31681_dirs_2018-02-08_316377db-ebea-4ea0-9f17-dbffc95bb58e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2018-02-05
Reporting Person: MacAlpine Kurt (Global Head of Distribution)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-05 | Common Stock | P | 19710 | $10.3829 | Acquired | 184056 | Direct |
Footnotes
F1: This amendment is being filed solely to correct a typographical error in the footnote of the originally filed Form 4 which erroneously indicated that the shares were sold instead of purchased.
F2: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $10.365 to $10.3945, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) of this Form 4.
F3: Includes restricted stock awards which vest as to (i) 14,913 shares on July 1, 2018, (ii) 30,952 shares on January 25, 2019, (iii) 20,613 shares on January 27, 2019, (iv) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.