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WisdomTree, Inc. Director's Dealing 2018

Mar 5, 2018

31681_dirs_2018-03-05_5528097b-2a62-4c29-a31d-eb955ce4867b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2018-03-01

Reporting Person: STEINHARDT MICHAEL H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-01 Common Stock S 78517 $9.7328 Disposed 758390 Indirect
2018-03-02 Common Stock S 41245 $9.7146 Disposed 717145 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10845915 Direct

Footnotes

F1: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.68 to $9.825, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F3: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.69 to $9.78, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F4: Includes restricted stock awards which vest as to 10,214 shares on June 20, 2018.