WisdomTree, Inc. — Director's Dealing 2018

Sep 18, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2018-09-14

Reporting Person: Siracusano Luciano III (Chief Investment Strategist)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-14	Common Stock	M	25000	$0.70	Acquired	497041	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-14	Stock Option (right to buy)	$0.70	M	25000	Disposed	2019-01-25	Common Stock (25000)	Direct

Footnotes

F1: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019, (ii) 14,913 shares on each of January 25, 2019 and 2020 and (v) 11,466 shares on January 25, 2021.

F2: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.