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WisdomTree, Inc. Director's Dealing 2018

Sep 13, 2018

31681_dirs_2018-09-13_9b7afd8f-caf7-41f1-bdf6-b64a0e88ba5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2018-09-12

Reporting Person: Bell Stuart (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-12 Common Stock F 1824 $0.00 Disposed 41625 Direct

Footnotes

F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2: Includes restricted stock awards which vest as to (i) 3,769 shares on each of January 25, 2019 and 2020, (ii) 2,945 shares on January 27, 2019, (iii) 4,771 shares on September 12, 2019 and (iv) 2,540 shares on January 25, 2021.