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WisdomTree, Inc. — Director's Dealing 2017
Jan 17, 2017
31681_dirs_2017-01-17_1e83bbc7-2893-422b-9f20-945cb360be82.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2016-12-31
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-29 | Common Stock | G | 500 | $0.00 | Disposed | 873044 | Direct |
Footnotes
F1: Shares transferred by the Reporting Person as a bona fide gift without consideration.
F2: Includes restricted stock awards which vest as to (i) 10,057 shares on January 14, 2017, (ii) 14,068 shares on January 28, 2017, (iii) 14,072 shares on January 28, 2018, (iv) 29,976 shares on each of January 27, 2017 and 2018 and (v) 29,977 shares on January 27, 2019.
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