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WisdomTree, Inc. Director's Dealing 2017

Jan 17, 2017

31681_dirs_2017-01-17_1e83bbc7-2893-422b-9f20-945cb360be82.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2016-12-31

Reporting Person: Ziemba Peter M (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-29 Common Stock G 500 $0.00 Disposed 873044 Direct

Footnotes

F1: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2: Includes restricted stock awards which vest as to (i) 10,057 shares on January 14, 2017, (ii) 14,068 shares on January 28, 2017, (iii) 14,072 shares on January 28, 2018, (iv) 29,976 shares on each of January 27, 2017 and 2018 and (v) 29,977 shares on January 27, 2019.