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WisdomTree, Inc. Director's Dealing 2017

Jan 18, 2017

31681_dirs_2017-01-18_080595f7-19ea-40ec-8c58-890cae07a7f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-01-14

Reporting Person: Ziemba Peter M (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-14 Common Stock F 4252 $0.00 Disposed 868792 Direct

Footnotes

F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 29,976 shares on each of January 27, 2017 and 2018 and (iv) 29,977 shares on January 27, 2019.