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WisdomTree, Inc. — Director's Dealing 2017
Jan 30, 2017
31681_dirs_2017-01-30_14d97b2b-f4d2-4528-b40c-322814f90ebd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-01-27
Reporting Person: Siracusano Luciano III (Chief Investment Strategist)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-27 | Common Stock | F | 19313 | $0.00 | Disposed | 471925 | Direct |
| 2017-01-28 | Common Stock | F | 5257 | $0.00 | Disposed | 466668 | Direct |
Footnotes
F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
F2: Includes restricted stock awards which vest as to (i) 14,219 shares on January 28, 2017, (ii) 14,224 shares on January 28, 2018, (iii) 52,238 shares on January 27, 2018, (iv) 52,237 shares on January 27, 2019 and (v) 3,447 shares on each of January 25, 2018, 2019 and 2020.
F3: Includes restricted stock awards which vest as to (i) 14,224 shares on January 28, 2018, (ii) 52,238 shares on January 27, 2018, (iii) 52,237 shares on January 27, 2019 and (iv) 3,447 shares on each of January 25, 2018, 2019 and 2020.