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WisdomTree, Inc. — Director's Dealing 2017
Jan 31, 2017
31681_dirs_2017-01-31_94162c30-44ac-425f-a2e0-2fc41278d915.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-01-27
Reporting Person: Muni Amit (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-27 | Common Stock | F | 11769 | $0.00 | Disposed | 588424 | Direct |
| 2017-01-28 | Common Stock | F | 5201 | $0.00 | Disposed | 583223 | Direct |
Footnotes
F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
F2: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 31,861 shares of each of January 27, 2018 and 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.
F3: Includes restricted stock awards which vest as to (i) 14,072 shares on January 28, 2018, (ii) 31,861 shares of each of January 27, 2018 and 2019, (iii) 3,847 shares on each of January 25, 2018 and 2019 and (iv) 3,848 shares on January 25, 2020.