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WisdomTree, Inc. Director's Dealing 2017

Jan 31, 2017

31681_dirs_2017-01-31_3ecc0202-f425-452d-862c-c9cbb79c2da9.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-01-27

Reporting Person: Steinberg Jonathan L (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-27 Common Stock F 76360 $0.00 Disposed 7385852 Direct
2017-01-28 Common Stock F 20955 $0.00 Disposed 7364897 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 798 Indirect
Common Stock 798 Indirect

Footnotes

F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2: Includes restricted stock awards which vest as to (i) 37,539 shares on January 28, 2017, (ii) 37,550 shares on January 28, 2018, (iii) 147,291 shares on January 27, 2018 and (iv) 147,290 shares on January 27, 2019.

F3: Includes restricted stock awards which vest as to (i) 37,550 shares on January 28, 2018, (ii) 147,291 shares on January 27, 2018 and (iii) 147,290 shares on January 27, 2019.