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WisdomTree, Inc. Director's Dealing 2017

Feb 7, 2017

31681_dirs_2017-02-07_4f9ea5d6-1e56-4942-a763-419976991a25.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2016-12-31

Reporting Person: STEINHARDT MICHAEL H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-08 Common Stock G 1000000 $0.00 Disposed 10835701 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000000 Indirect

Footnotes

F1: Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation.

F2: Includes restricted stock award which vests as to 9,487 shares on June 20, 2017.

F3: The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.