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WisdomTree, Inc. — Director's Dealing 2017
Feb 7, 2017
31681_dirs_2017-02-07_4f9ea5d6-1e56-4942-a763-419976991a25.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2016-12-31
Reporting Person: STEINHARDT MICHAEL H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-08 | Common Stock | G | 1000000 | $0.00 | Disposed | 10835701 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000000 | Indirect |
Footnotes
F1: Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation.
F2: Includes restricted stock award which vests as to 9,487 shares on June 20, 2017.
F3: The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
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