WisdomTree, Inc. — Director's Dealing 2017

Mar 16, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-03-14

Reporting Person: Steinberg Jonathan L (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-14	Common Stock	P	43386	$8.97	Acquired	7408283	Direct
2017-03-16	Common Stock	P	54585	$9.2729	Acquired	7462868	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	798	Indirect

Footnotes

F1: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $8.93 to $8.99, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2: Includes restricted stock awards which vest as to (i) 37,550 shares on January 28, 2018, (ii) 147,291 shares on January 27, 2018 and (iii)
147,290 shares on January 27, 2019.

F3: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $9.22 to $9.30, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) of this Form 4.