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WisdomTree, Inc. Director's Dealing 2017

May 2, 2017

31681_dirs_2017-05-02_3ad290b4-b770-4da3-845e-2a6c06ef7e32.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-05-01

Reporting Person: Siracusano Luciano III (Chief Investment Strategist)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-01 Common Stock M 10000 $0.70 Acquired 476668 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-01 Stock Option (right to buy) $0.70 M 10000 Disposed 2019-01-25 Common Stock (10000) Direct

Footnotes

F1: Includes restricted stock awards which vest as to (i) 14,224 shares on January 28, 2018, (ii) 52,238 shares on January 27, 2018, (iii) 52,237 shares on January 27, 2019 and (iv) 3,447 shares on each of January 25, 2018, 2019 and 2020.

F2: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.