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WisdomTree, Inc. — Director's Dealing 2017
Nov 15, 2017
31681_dirs_2017-11-15_5abad319-da65-434a-8a67-cdc648b0d0b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-11-14
Reporting Person: SALERNO FRANK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-14 | Common Stock | M | 62000 | $2.15 | Acquired | 215947 | Direct |
| 2017-11-14 | Common Stock | F | 11976 | $11.13 | Disposed | 203971 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-14 | Stock Option (right to buy) | $2.15 | M | 62000 | Disposed | 2018-08-24 | Common Stock (62000) | Direct |
Footnotes
F1: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.
F2: Exercisable as to 61,476 shares on August 25, 2009 and 61,475 shares on each of August 25, 2010 and 2011.
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