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WisdomTree, Inc. Director's Dealing 2017

Nov 15, 2017

31681_dirs_2017-11-15_5abad319-da65-434a-8a67-cdc648b0d0b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-11-14

Reporting Person: SALERNO FRANK (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-14 Common Stock M 62000 $2.15 Acquired 215947 Direct
2017-11-14 Common Stock F 11976 $11.13 Disposed 203971 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-14 Stock Option (right to buy) $2.15 M 62000 Disposed 2018-08-24 Common Stock (62000) Direct

Footnotes

F1: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

F2: Exercisable as to 61,476 shares on August 25, 2009 and 61,475 shares on each of August 25, 2010 and 2011.