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WisdomTree, Inc. — Director's Dealing 2017
Aug 9, 2017
31681_dirs_2017-08-09_577db163-1c3d-42b4-a5d8-1c2176582723.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2017-08-07
Reporting Person: Lavine Bruce I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-07 | Common Stock | S | 14000 | $9.966 | Disposed | 158117 | Direct |
| 2017-08-08 | Common Stock | S | 5849 | $9.92 | Disposed | 152268 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15000 | Indirect |
Footnotes
F1: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.85 to $10.05, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
F2: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.