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WisdomTree, Inc. — Director's Dealing 2016
Jan 29, 2016
31681_dirs_2016-01-29_a63ea0a6-bba8-495d-a7e1-b0b138af1e66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2016-01-27
Reporting Person: BARTON GREGORY E (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-27 | Common Stock | A | 106890 | $0.00 | Acquired | 296924 | Direct |
| 2016-01-28 | Common Stock | F | 5783 | $0.00 | Disposed | 291141 | Direct |
Footnotes
F1: Restricted stock awarded by Issuer on January 27, 2016 and vesting as to 35,630 shares on each of January 27, 2017, 2018 and 2019.
F2: Includes restricted stock awards vesting as to (i) 50,000 shares on October 8, 2016, (ii) 15,641 shares on each of January 28, 2016 and 2017, (iii) 17,941 shares on January 14, 2017, (iv) 15,646 shares on January 28, 2018 and (v) 35,630 shares on each of January 27, 2017, 2018 and 2019.
F3: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
F4: Includes restricted stock awards vesting as to (i) 50,000 shares on October 8, 2016, (ii) 15,641 shares on January 28, 2017, (iii) 17,941 shares on January 14, 2017, (iv) 15,646 shares on January 28, 2018 and (v) 35,630 shares on each of January 27, 2017, 2018 and 2019.