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WisdomTree, Inc. — Director's Dealing 2016
Jan 26, 2016
31681_dirs_2016-01-26_c9a94ec4-5e18-469a-9dec-c83e68338495.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2016-01-22
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-22 | Common Stock | F | 5189 | $0.00 | Disposed | 807680 | Direct |
| 2016-01-25 | Common Stock | F | 13864 | $0.00 | Disposed | 793816 | Direct |
Footnotes
F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
F2: Includes restricted stock awards which vest as to (i) 37,500 shares on January 25, 2016, (ii) 14,067 shares on January 28, 2016, (iii) 10,057 shares on January 14, 2017, (iv) 14,068 shares on January 28, 2017 and (v) 14,072 shares on January 28, 2018.
F3: Includes restricted stock awards which vest as to (i) 14,067 shares on January 28, 2016, (ii) 10,057 shares on January 14, 2017, (iii) 14,068 shares on January 28, 2017 and (iv) 14,072 shares on January 28, 2018.