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WisdomTree, Inc. — Director's Dealing 2016
Jan 29, 2016
31681_dirs_2016-01-29_542fbf5e-afdc-418b-9e8b-5698885cd787.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2016-01-27
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-27 | Common Stock | A | 89929 | $0.00 | Acquired | 883745 | Direct |
| 2016-01-28 | Common Stock | F | 5201 | $0.00 | Disposed | 878544 | Direct |
Footnotes
F1: Restricted stock awarded by Issuer on January 27, 2016 and vesting as to (i) 29,976 shares on each of January 27, 2017 and 2018 and (ii) 29,977 shares on January 27, 2019.
F2: Includes restricted stock awards which vest as to (i) 14,067 shares on January 28, 2016, (ii) 10,057 shares on January 14, 2017, (iii) 14,068 shares on January 28, 2017, (iv) 14,072 shares on January 28, 2018, (v) 29,976 shares on each of January 27, 2017 and 2018 and (vi) 29,977 shares on January 27, 2019.
F3: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
F4: Includes restricted stock awards which vest as to (i) 10,057 shares on January 14, 2017, (ii) 14,068 shares on January 28, 2017, (iii) 14,072 shares on January 28, 2018, (iv) 29,976 shares on each of January 27, 2017 and 2018 and (v) 29,977 shares on January 27, 2019.