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WisdomTree, Inc. Director's Dealing 2016

Oct 11, 2016

31681_dirs_2016-10-11_a845133b-3538-440d-96d4-0d34300070c6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2016-10-08

Reporting Person: BARTON GREGORY E (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-08 Common Stock F 25785 $0.00 Disposed 265356 Direct

Footnotes

F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2: Includes restricted stock awards vesting as to (i) 17,941 shares on January 14, 2017, (ii) 15,641 shares on January 28, 2017, (iii) 15,646 shares on January 28, 2018 and (iv) 35,630 shares on each of January 27, 2017, 2018 and 2019.