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WisdomTree, Inc. — Director's Dealing 2015
Jan 28, 2015
31681_dirs_2015-01-28_ecd79399-5653-4d5b-802f-a91f2eeedb0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2015-01-27
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-27 | Common Stock | F | 12893 | $0.00 | Disposed | 622700 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15300 | Indirect |
Footnotes
F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
F2: Includes restricted stock awards which vest as to (i) 14,166 shares on January 22, 2016, (ii) 37,500 shares on January 25, 2016, (iii) 10,055 shares on January 14, 2016 and (iv) 10,057 shares on January 14, 2017.
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