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WisdomTree, Inc. — Director's Dealing 2015
May 12, 2015
31681_dirs_2015-05-12_0a1d2b22-f3a9-4ece-83b4-2e792bf40639.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2015-05-08
Reporting Person: SALERNO FRANK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-08 | Common Stock | M | 100000 | $2.03 | Acquired | 180761 | Direct |
| 2015-05-11 | Common Stock | S | 800 | $19.9888 | Disposed | 179961 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-08 | Stock Option (right to buy) | $2.03 | M | 100000 | Disposed | 2015-07-21 | Common Stock (100000) | Direct |
Footnotes
F1: Includes restricted stock award which vests as to 6,672 shares on June 27, 2015.
F2: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.09, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
F3: Exercisable as to 150,000 shares on each of July 22, 2006, 2007 and 2008.