WisdomTree, Inc. — Director's Dealing 2015

Aug 6, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2015-08-04

Reporting Person: Siracusano Luciano III (Chief Investment Strategist)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-04	Common Stock	M	40000	$0.70	Acquired	396320	Direct
2015-08-04	Common Stock	S	40000	$25.85	Disposed	356320	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-08-04	Stock Option (right to buy)	$0.70	M	40000	Disposed	2019-01-25	Common Stock (40000)	Direct

Footnotes

F1: Includes restricted stock awards which vest as to (i) 24,611 shares on January 14, 2016, (ii) 21,073 shares on January 22, 2016, (iii) 14,219 shares on each of January 28, 2016 and 2017, (iv) 24,613 shares on January 14, 2017 and (v) 14,224 shares on January 28, 2018.

F2: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $25.7342 to $26.11, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F3: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.