WisdomTree, Inc. — Director's Dealing 2015

Aug 6, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2015-08-04

Reporting Person: Lavine Bruce I (Director, Vice Chairman (non-executive))

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-04	Common Stock	M	60000	$0.70	Acquired	190973	Direct
2015-08-04	Common Stock	S	30000	$25.3471	Disposed	160973	Direct
2015-08-05	Common Stock	M	60000	$0.70	Acquired	220973	Direct
2015-08-05	Common Stock	S	30000	$25.7478	Disposed	190973	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-08-04	Stock Option (right to buy)	$0.70	M	60000	Disposed	2019-01-25	Common Stock (60000)	Direct
2015-08-05	Stock Option (right to buy)	$0.70	M	60000	Disposed	2019-01-25	Common Stock (60000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25000	Indirect

Footnotes

F1: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $25.31 to $26.01, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $25.44 to $26.00, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.