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WisdomTree, Inc. — Director's Dealing 2015
Dec 15, 2015
31681_dirs_2015-12-15_18d98477-49f7-4a24-8f75-41179596adce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2015-12-11
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-11 | Common Stock | G | 2950 | $0.00 | Disposed | 817349 | Direct |
| 2015-12-14 | Common Stock | G | 300 | $0.00 | Disposed | 817049 | Direct |
Footnotes
F1: Shares transferred by the Reporting Person as a bona fide gift without consideration.
F2: Includes restricted stock awards which vest as to (i) 10,055 shares on January 14, 2016, (ii) 14,166 shares on January 22, 2016, (iii) 37,500 shares on January 25, 2016, (iv) 14,067 shares on January 28, 2016, (v) 10,057 shares on January 14, 2017, (vi) 14,068 shares on January 28, 2017 and (vii) 14,072 shares on January 28, 2018.
F3: The Reporting Person no longer has a reportable beneficial interest in 15,775 shares of WETF common stock owned by his adult son and included in the Reporting Person's prior ownership reports.