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WisdomTree, Inc. — Director's Dealing 2015
Nov 24, 2015
31681_dirs_2015-11-24_acd07aa7-8d39-4d3a-aed4-673ed05140f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2015-08-04
Reporting Person: STEINHARDT MICHAEL H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-04 | Common Stock | G | 500000 | $0.00 | Disposed | 11826214 | Direct |
| 2015-08-04 | Common Stock | G | 500000 | $0.00 | Acquired | 500000 | Indirect |
| 2015-11-20 | Common Stock | S | 80555 | $21.1849 | Disposed | 419445 | Indirect |
| 2015-11-23 | Common Stock | S | 419445 | $21.4133 | Disposed | 0 | Indirect |
Footnotes
F1: Shares transferred by the Reporting Person as a bona fide gift to The Judy and Michael Steinhardt Foundation without consideration.
F2: Includes restricted stock award which vests as to 3,485 shares on June 24, 2016.
F3: The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
F4: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.14 to $21.29, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.
F5: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.65, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4.