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WisdomTree, Inc. — Director's Dealing 2014
Aug 22, 2014
31681_dirs_2014-08-22_39c7d5b0-afb9-4016-b880-e7f0c77d23e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2014-08-21
Reporting Person: Siracusano Luciano III (Chief Investment Strategist)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-21 | Common Stock | M | 116953 | $0.16 | Acquired | 447825 | Direct |
| 2014-08-21 | Common Stock | S | 116953 | $11.0 | Disposed | 330872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-21 | Stock Option (right to buy) | $0.16 | M | 116953 | Disposed | 2014-11-09 | Common Stock (116953) | Direct |
Footnotes
F1: Exercisable as to 67,390 shares on November 10, 2005 and 2007 and exercisable as to an additional 67,391 shares on each of November 10, 2006, 2008 and 2009.
F2: Includes restricted stock award which vests as to 21,073 shares on each of January 22, 2015 and 2016.
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