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WisdomTree, Inc. Director's Dealing 2014

Aug 22, 2014

31681_dirs_2014-08-22_39c7d5b0-afb9-4016-b880-e7f0c77d23e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2014-08-21

Reporting Person: Siracusano Luciano III (Chief Investment Strategist)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-21 Common Stock M 116953 $0.16 Acquired 447825 Direct
2014-08-21 Common Stock S 116953 $11.0 Disposed 330872 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-21 Stock Option (right to buy) $0.16 M 116953 Disposed 2014-11-09 Common Stock (116953) Direct

Footnotes

F1: Exercisable as to 67,390 shares on November 10, 2005 and 2007 and exercisable as to an additional 67,391 shares on each of November 10, 2006, 2008 and 2009.

F2: Includes restricted stock award which vests as to 21,073 shares on each of January 22, 2015 and 2016.