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WisdomTree, Inc. — Director's Dealing 2014
Dec 16, 2014
31681_dirs_2014-12-16_7990d565-9320-4f29-a146-7b37159e17b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2014-12-15
Reporting Person: Lavine Bruce I (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-15 | Common Stock | S | 45000 | $14.2932 | Disposed | 167165 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25000 | Indirect |
Footnotes
F1: The price in Column 4 is an average weighted price. The shares were sold in multiple transactions at prices ranging from $14.25 to $14.40, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any securityholder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
F2: Includes restricted stock award vesting as to 1,358 shares on each of January 22, 2015 and July 31, 2015.