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WisdomTree, Inc. — Director's Dealing 2014
Dec 16, 2014
31681_dirs_2014-12-16_5a51a9a7-6f31-48d0-82db-a8c0e32ab6f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2014-12-15
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-15 | Common Stock | G | 3700 | $0.00 | Disposed | 659254 | Direct |
| 2014-12-15 | Common Stock | G | 1500 | $0.00 | Acquired | 15300 | Indirect |
Footnotes
F1: Shares transferred by the Reporting Person as a bona fide gift without consideration.
F2: Includes restricted stock awards which vest as to (i) 14,165 shares on January 22, 2015, (ii) 14,166 shares on January 22, 2016, (iii) 37,500 shares on each of January 25, 2015 and 2016, (iv) 25,000 shares on January 27, 2015 (v) 10,055 shares on each of January 14, 2015 and 2016 and (vi) 10,057 shares on January 14, 2017.
F3: The Reporting Person no longer has a reportable beneficial interest in 8,800 shares of WETF common stock owned by his adult daughter and included in the Reporting Person's prior ownership reports.