WisdomTree, Inc. — Director's Dealing 2014

Aug 25, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2014-08-22

Reporting Person: Ziemba Peter M (Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-08-22	Common Stock	M	44650	$1.07	Acquired	707604	Direct
2014-08-22	Common Stock	S	44650	$11.02	Disposed	662954	Direct
2014-08-25	Common Stock	M	5350	$1.07	Acquired	668304	Direct
2014-08-25	Common Stock	S	5350	$11.28	Disposed	662954	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-08-22	Stock Option (right to buy)	$1.07	M	44650	Disposed	2017-04-22	Common Stock (44650)	Direct
2014-08-25	Stock Option (right to buy)	$1.07	M	5350	Disposed	2017-04-22	Common Stock (5350)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8800	Indirect
Common Stock	13800	Indirect

Footnotes

F1: Exercisable (at an exercise price of $6.35 per share) as to 200,000 shares vesting on each of April 27, 2008, 2009, 2010, and 2011. Modified on January 26, 2009 to also become exercisable (at an exercise price of $1.07 per share) as to 200,000 shares on each of January 27, 2010, 2011, 2012 and 2013.

F2: Includes (i) restricted stock award which vests as to 14,165 shares on January 25, 2015 and as to 14,166 shares on January 22, 2016, and (ii) restricted stock award which vests as to 37,500 shares on each of January 25, 2015 and 2016 and (iii) restricted stock which vests as to 25,000 shares on January 27, 2015.

F3: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.16, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

F4: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $11.08 to $11.52, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.