WisdomTree, Inc. — Director's Dealing 2014

Dec 11, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2014-12-10

Reporting Person: Siracusano Luciano III (Chief Investment Strategist)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-12-10	Common Stock	M	65000	$0.70	Acquired	395872	Direct
2014-12-10	Common Stock	S	65000	$15.3733	Disposed	330872	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-12-10	Stock Option (right to buy)	$0.70	M	65000	Disposed	2019-01-25	Common Stock (65000)	Direct

Footnotes

F1: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $15.24 to $15.68, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2: Includes restricted stock awards which vest as to (i) 21,073 shares on each of January 22, 2015 and 2016, (ii) 24,611 shares on each of January 14, 2015 and 2016 and (iii) 24,613 shares on January 14, 2017.

F3: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.