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WisdomTree, Inc. — Director's Dealing 2013
Jan 31, 2013
31681_dirs_2013-01-31_14bd1f25-acff-43f5-8706-905e530900f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-01-29
Reporting Person: Lavine Bruce I (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-29 | Common Stock | A | 5432 | $0.00 | Acquired | 513355 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 244686 | Indirect |
Footnotes
F1: Restricted stock awarded on January 29, 2013 and vesting as to 2,716 shares on January 22, 2014, and as to 1,358 shares on each of January 22, 2015 and July 31, 2015.
F2: Includes (i) restricted stock award vesting as to 150,000 shares on each of July 31, 2013 and 2014 and (ii) restricted stock award vesting as to 2,716 shares on January 22, 2014, and as to 1,358 shares on each of January 22, 2015 and July 31, 2015.
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