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WisdomTree, Inc. — Director's Dealing 2013
Mar 13, 2013
31681_dirs_2013-03-13_755e9d87-1d5c-4357-8999-f092d9d22d6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-03-12
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-12 | Common Stock | S | 1600 | $9.61 | Disposed | 12000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7000 | Indirect |
| Common Stock | 675277 | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: See Note 1.
F3: Includes (i) restricted stock award which vests as to 28,330 shares on January 22, 2014 and as to 14,165 share on January 25, 2015 and as to 14,166 shares on January 22, 2016, and (ii) restricted stock award which vests as to 37,500 shares on each of January 25, 2014, 2015 and 2016 and (iii) restricted stock which vests as to 25,000 shares on each of January 27, 2014 and 2015.