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WisdomTree, Inc. — Director's Dealing 2013
Mar 18, 2013
31681_dirs_2013-03-18_576cd621-d374-4434-aae2-43a4ef12d8c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-03-08
Reporting Person: Lavine Bruce I (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-08 | Common Stock | S | 20000 | $9.56 | Disposed | 224686 | Indirect |
| 2013-03-14 | Common Stock | S | 45000 | $10.22 | Disposed | 468355 | Direct |
Footnotes
F1: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.60, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
F2: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.25, inclusive.
F3: Includes (i) restricted stock award vesting as to 150,000 shares on each of July 31, 2013 and 2014 and (ii) restricted stock award vesting as to 2,716 shares on January 22, 2014 and as to 1,358 shares on each of January 22, 2015 and July 31, 2015.