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WisdomTree, Inc. — Director's Dealing 2013
May 24, 2013
31681_dirs_2013-05-24_2d7978cf-9db5-4a38-be81-7eea2308a874.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-05-22
Reporting Person: SALERNO FRANK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-22 | Common Stock | M | 25000 | $2.03 | Disposed | 92137 | Direct |
| 2013-05-22 | Common Stock | S | 5000 | $13.65 | Disposed | 87137 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-22 | Common Stock | $2.03 | M | 25000 | Disposed | 2015-07-21 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17321 | Indirect |
Footnotes
F1: Exercisable as to 150,000 shares on each of July 22, 2006, 2007 and 2008.
F2: Includes 27,137 shares of restricted stock vesting as to 13,568 shares on July 27, 2013 and as to 13,569 shares on July 27, 2014.
F3: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $13.65 to $13.66, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.