WisdomTree, Inc. — Director's Dealing 2013

Aug 7, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-08-05

Reporting Person: Siracusano Luciano III (Chief Investment Strategist)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-05	Common Stock	M	100000	$0.16	Acquired	414503	Direct
2013-08-05	Common Stock	S	50000	$12.89	Disposed	364503	Direct
2013-08-06	Common Stock	S	50000	$12.69	Disposed	314503	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-05	Stock Option (right to buy)	$0.16	M	100000	Disposed	2014-11-09	Common (100000)	Direct

Footnotes

F1: Exercisable as to 67,390 shares on November 10, 2005 and 2007 and exercisable as to an additional 67,391 shares on each of November 10, 2006, 2008 and 2009.

F2: Includes (i) restricted stock award which vests as to 42,145 shares on January 22, 2014 and as to 21,073 shares on each of January 22, 2015 and 2016, and (ii) restricted stock award which vests as to 75,000 shares on January 25, 2014.

F3: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $12.85 to $12.96, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4) to this Form 4.

F4: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $12.55 to $12.85, inclusive.